Harmonic and high order mode mm-wave klystrons

  • Cross, Adrian (Principal Investigator)
  • Ronald, Kevin (Co-investigator)

Project: Research

Project Details


"The Klystron is a well-known, high efficiency amplifier, with a simple structure and scalable dimensions. It is typically designed with cylindrical reentrant cavities in the fundamental mode. However as the frequency of the device increases the size of the structure decreases. At mm-wave frequencies this leads to two problems:

1) Manufacturing the complex small scale structures.
2) The gap voltage decreases as the gap gets shorter leading to less gain.

Most mm-wave klystron concepts reported in the literature are simply smaller versions of microwave klystrons. Even if, in principle the dimensions can be scaled according to the frequency increase, the fabrication challenges and the beam characteristic represent a huge obstacle to the realization of a working device when the frequency is higher than 50 GHz. This is consequently true for the frequency range around 95 GHz, which is of great interest for high bandwidth communication, radar and imaging applications.

This proposal is aimed to overcome of the above-mentioned obstacle by the realization of a 95 GHz klystron by two innovative design solutions.

The first solution is to operate the cavity at a higher order mode, chosen with similar Ez field distribution in the gap cross-section as the fundamental mode. The design will adopt reentrant cavities with square or rectangular shape, to be compatible with a photolithographic fabrication technique. The higher mode operation permits the design of the cavities with dimensions larger (at least 3-5 times) than in the case of fundamental mode operation. This eases the technological effort and makes possible a high quality fabrication by mechanical micromachining or by photolithographic processes. Further, the beam tunnel can be larger than in fundamental mode, to support higher beam current. In order to increase the interaction a number of intermediate buncher cavities, spaced all along the drift tube, will be used to increase the beam current modulation.

A separate approach uses a lower frequency input cavity to modulate the beam current. As the beam travels down the drift tube beam harmonics start to form hence a higher order mode output cavity at an integer harmonic frequency of the input cavity can be excited hence acting as a high power frequency multiplier. As the input can be readily available from a lower frequency and hence more cost effective high power microwave source we are able to overcome any moderate gain of the device."

Key findings

The ABP group has overcome the challenge of manufacturing the klystron cavities by using a novel 3D printing technique to construct in silver a high order mode re-entrant klystron. The re-entrant cavity geometry is compatible with the 3D printing technique as well as operating in a high order mode resulting in the dimensions of the cavities being 5 times larger than the case if they were to operate at the fundamental mode. This has resulted in a larger beam tunnel which can be used to support a higher beam current. To drive the klystron a novel pseudospark plasma cathode was studied.
Effective start/end date1/02/1331/01/14


  • STFC Science and Technology Facilities Council: £71,683.00


Explore the research topics touched on by this project. These labels are generated based on the underlying awards/grants. Together they form a unique fingerprint.